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Through the International Conference on Harmonisation (ICH) process, regulatory bodies in the EU, US and Japan have been moving
steadily towards a sciencebased approach to drug development that will revolutionize the way pharmaceutical companies validate
processes and ensure product quality. Concepts such as PAT, quality by design (QbD) and design space (DS), which figure prominently
in ICH Q8 and ICH Q9,1,2 encourage greater scientific understanding of processes and products, and hold out the promise of a lighter regulatory burden
for companies that adopt such principles. Although the regulatory agencies have provided some helpful direction about how
to put these principles into practice, they have not laid out a stepbystep guide. In the absence of such guidance, many companies
have been slow to take advantage of the opportunities that these changes offer.
That hesitation is understandable. Consider the uncertainty surrounding validation of manufacturing processes — a key milestone
in the drug approval process. The industry knows that the accepted approach to validation — the successful processing of three
consecutive batches — is antiquated. Further, FDA, for example, now says that it never meant the threebatch guideline as a
hard and fast rule. As recently as 2003, in the pages of this publication, a review of the literature on validation uncovered
wide variations among experts in their understanding of the term and the regulatory requirements associated with it.3 However, by following a proven approach to sciencebased validation, forwardlooking companies can cut through the uncertainty,
move past outdated methods of validation and begin to realize the potential of recent ICH guidelines:
- reduced compliance risk
- greater regulatory flexibility
- more robust processes
- significant financial benefits.
The goal: managing variability
As anyone who has been involved in validating a pharmaceutical process knows, the apparently simple equation 'fixed raw materials
+ fixed process = quality' entails a high degree of complexity. Raw materials usually vary from batch to batch and those variations
interact in complex ways with the many variable aspects of the manufacturing process. Current approaches to validation are
premised on the notion of holding steady by trying to eliminate variability entirely — an endless and ultimately hopeless
task. A more realistic and rewarding approach to validation recognizes the inescapable fact of variability. Instead of seeking to
stamp out variability, such an approach seeks to manage it by developing a process that can accommodate the range of variables
while still maintaining product quality. Such a process would operate within the DS, defined by ICH Q8 as "the multidimensional
combination and interaction of input variables (e.g., material attributes) and process parameters that have been demonstrated
to provide assurance of quality" (ICH, 2005). With an understanding of the DS, the manufacturing processes within that DS
could be continuously improved without further regulatory review. The manufacturer would gain more regulatory room to operate,
and regulators could be more flexible, using, for example, risk-based approaches to reviews and inspections set forth in ICH
Q9 'Quality Risk Management'.
An effective tool: predictive modelling
An effective and practical way to achieve and demonstrate the requisite level of process understanding lies in developing
predictive models of the form Y=f(X). Y is the process output that measures the performance of the process and the Xs are
process inputs, controlled process variables and uncontrolled process variables.
In pharmaceutical manufacturing, the process output (Y) will be a function of raw material properties and process parameters
(Xs). These models should identify critical raw material and process parameters, and reliably predict the behaviour of the
process with the wide range of complex multivariate relations among those critical parameters and the outputs they generate.
Although we understand the first principles of kinetics, thermodynamics, heat and mass transfer, we don't have data about
the possible behaviours of all the compounds we deal with. Our predictive models for the behaviour of any novel formulation
must, therefore, be developed empirically. While validation has always entailed at least some basic empirical techniques,
such as simply testing whether a given set of process parameters produces an in-specification result, the application of sophisticated
statistical modelling has often lagged. Used with other techniques and bodies of knowledge — raw material science, formulation
science and engineering — statistical modelling can help realize the potential of ICH Q8 and Q9.